Asifma response to the consultation draft of the measures for the compliance management of financial institutions
Resource | Consultation Responses | September 2024
Hong Kong Investor ID Regime & OTC Reporting Regime
Resource | Compliance Resources (Hong Kong) | March 2022
Regulation 54B and MAS Risk Mitigation Requirements
Resource | Compliance Resources (Singapore) | September 2021
Regulation 40 (Provision of Statement of Account to Customers) and Regulation 42 (Contract Notes)
Resource | Compliance Resources (Singapore) | September 2020
