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    Asia Securities Industry & Financial Markets Association Asia Securities Industry & Financial Markets Association Asia Securities Industry & Financial Markets Association Asia Securities Industry & Financial Markets Association
    • About
    • Membership
    • Divisions
    • News
    • Publications
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    • Events
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    Hong Kong Investor ID Regime & OTC Reporting Regime

    Resources
    • Compliance Resources
    • Consultation Responses
    • Credit Markets Resources
    • Equities Resources
    • Equity Capital Markets (ECM) Resources
    • ESG and Sustainable Investing Resources
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    • Offshore RMB Resources
    • Public Policy Resources
    • Sanctions Resources
    • Secured Funding Markets Resources
    • Structured Credit Resources
    • Tax Resources
    • Technology and Operations Resources
    • Useful Links

    Attached Files:
    220128 Update on Hong Kong Investor ID and OTC Reporting Regime
    211125 ASIFMA AMG submission to SFC on the HKIDR
    211116 Feedback: SFC Investor ID and OTC Securities Transactions Reporting Regime
    210830 Hong Kong Investor Identification Regime - Consultation Conclusions
    210830 Oversight - SFC Consultation conclusions on Investor ID regime
    210312 ASIFMA Response to SFC Consultation on Investor Identification and OTC Transactions Reporting Regimes
    210312 ASIFMA Scenarios on Assignment of BCANs - Submission to SFC
    View Links:
    Resources on the Securities and Futures Commission website
    ASIFMA is a member of the GFMA alliance

    GFMA serves as a forum that brings together its existing regional trade association members to address issues with global implications. ASIFMA is an independent, regional trade association with over 165+ member firms comprising a diverse range of leading financial institutions from both the buy and sell side.

    Contact ASIFMA

    ASIFMA Headquarters
    Unit 3603, Tower 2
    Lippo Centre
    89 Queensway
    Hong Kong

    Phone: +852 2531 6500
    Email: Click here

    ASIFMA Singapore Office
    One Raffles Quay, North Tower
    Level 49, Unit 51B
    Singapore
    048583
    Phone: +65 6622 5970

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    ASIFMA response to OJK paper on Commercial Bank Cybersecurity Risk Management
    ASIFMA AMG Response to SEBI Consultation Paper on ESG Rating Providers for Securities Markets