Fei Fang Ong is currently the APAC Compliance Surveillance Lead at Wells Fargo Bank. She provides Regional Compliance Surveillance coverage across the various lines of business. Prior to Wells [...]
Simon Young is a compliance professional, FinTech and RegTech enthusiast. He joined DBS Hong Kong as Head of Compliance in June 2021 where he leads effort to develop its RegTech roadmap in [...]
David is a Partner in EY’s Hong Kong office and leads the Business Consulting practice for Hong Kong and the Financial Services Risk Management team across Asia Pacific. He has over 20 years of [...]
ASIFMA was mentioned in a WSJ story published on June 21st, “The Asia Securities Industry & Financial Markets Association, a trade group, last year urged against the requirement for [...]
Peter started his early career at several global banks in London, which have well-established Markets businesses. This allowed him to engage directly with Sales, Trading and Structuring staff to [...]
Tom is the Head of Risk Consulting for the Banking and Asset Management sectors and the Head of KPMG’s Financial Risk Management practice in Hong Kong. He started his career with KPMG London and [...]
Chivy is a Head of Compliance for investment banking, private wealth management and asset management for Haitong International Securities Group based in Singapore. Previously, Chivy was a [...]
Brian W Tang is an innovator, ecosystem builder and educator at the confluence of law, technology and finance that has held senior leadership roles across three continents in global investment [...]
Irene brings a wealth of expertise and leads in various areas such as regulatory technology, private wealth management, product compliance, family office compliance and regulatory change [...]