Board of Directors
ASIFMA’s governing body is its Board of Directors (the Board) which comprises 28 senior representatives from member firms, including three representatives from the ASIFMA Asset Management Group (AAMG) which has its own separate and independent Steering Committee.
The Board has a Chair, a Vice-Chair and a Treasurer who are each elected for a two-year term. They, together with the CEO of ASIFMA and nine other representatives of the Board, form the Executive Committee which has the authority to act for the Board in between Board meetings.
AAMG has its own Steering Committee made up of representatives from each of its member firms. AAMG’s Steering Committee has a Chair, two Vice Chairs and a Treasurer who are each elected for a two-year term. They, together with two other representatives of the Steering Committee, form AAMG’s Executive Committee which acts for the Steering Committee in between Steering Committee meetings.
Members of the Board
Ajai Kaul
AllianceBernstein
CEO – APAC, Head of Asia Pacific Client Group
Fan Xing
Bank of America
Asia Pacific Chief Operation Officer
John Laws
Barclays Capital
Managing Director, Head of Government & Regulatory Relations and Policy, Asia Pacific
Simon N. Williams
BlackRock
Managing Director, APAC ex Japan Head of Government Affairs & Public Policy
Stephane Ritz*
BNP Paribas
Head of Group Markets, Asia Pacific
Frank Giglio
BNY
Chief Executive of Hong Kong Branch and Global Head of Depositary Receipts Relationship Management
Shounian Cao
China Construction Bank
Chief Executive of CCB HK Financial Markets Centre & Deputy Chief Executive of CCB, HK Branch
Jiaxing Zhou (Joe) (V)*
CICC
Joint Company Secretary, Chief Compliance Officer of the Company and Head of the Legal and Compliance
Pete Monaci
Citadel
Chief Compliance Officer, CitSec APAC
Charles Lam*
Citi
Managing Director, Head of Markets, Hong Kong
Dominique Blanchard
Credit Agricole
Regional Head of Global Markets Division, Asia Pacific and Middle East
Andrew Ng (V)*
DBS
Group Executive, Group Head of Global Financial Markets
Priya Pravin Kundamal
DTCC
CEO and Head of DTCC Data Repository, Singapore Pte. Ltd. (DDRS)
Ashok Kumar Das*
Deutsche Bank
Managing Director, Head, Global Emerging Markets, Asia
Stewart James*
Goldman Sachs
Managing Director and Co-Head of Government Affairs APAC
Selene Chong
HSBC
Managing Director, Deputy Global Head of Equities & Head of Equities, Asia Pacific
Obbe Kok
ING Bank
Head of Financial Markets and Strategic Products APAC
Roger Barbour (C)*
J.P. Morgan
General Counsel for J.P. Morgan Asia Pacific, Deputy Head of Global Markets Legal
Venkat Boppana
Morgan Stanley
Head of IED Product and Product Operations
Todd Coltman
MORGAN STANLEY INVESTMENT MANAGEMENT
Managing Director, Chief Operating Officer
Nagarajan Sankaranarayanan*
Nomura
Deputy CEO and COO, Nomura Asia Pacific Holding Ltd. / Asia ex-Japan
Kenneth Lai
OCBC
Group Managing Director, Head Global Markets,
Global Markets Division
Yashuang Zhang
Shanghai Clearing House
Head of Issuance and Custody Department
Kenneth Bentsen
SIFMA
President and CEO
Christine Perrin
Societe Generale
Chief Operating Officer, Asia-Pacific
John Thang
Standard Chartered
Managing Director, Head of Markets, Hong Kong, Greater China & North Asia
Henry Quek
State Street
Senior Managing Director and Head of Global Markets, Asia-Pacific
Jason Tudor*
UBS
Investment Bank, Chief Operating Officer, Asia Pacific
Peter Stein*
ASIFMA
Chief Executive Officer
*Executive Committee Member
C = Chair; V = Co-Vice Chair; T = Treasurer
Please contact Celina Leung – Board Secretariat, for matters concerning the ASIFMA Board at cleung@asifma.org
