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Resources – Consultation Responses
AAMG response to SEBI Consultation on Draft Circular for Simplified registration for Foreign Portfolio Investors
Asifma response to the consultation draft of the measures for the compliance management of financial institutions
ASIFMA Response to SEBI Consultation on the Review of Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992
ASIFMA Submission on Taiwan National Science and Technology Council Consultation on Draft Basic Law on Artificial Intelligence
ASIFMA response to SEBI Consultation on Maintenance of Record of Mandatory Communication by Regulated Entities
ASIFMA response to Taiwan FSC - Draft Amendment to Regulations Governing Security Measures of Personally Identifiable Information
ASIFMA response to SEBI Consultation Paper on Expanding the Scope of the Sustainable Finance Framework in the Indian Securities Market (2024)
(VN) ASIFMA response to Vietnam's Ministry of Public Security (MPS) on the draft Data Law ("Draft Data Law")
On behalf of its members, the Asia Securities Industry & Financial Markets Association (“ASIFMA”, “we”, “our” or “us”1) are pleased to submit this letter to the MPS. We seek to convey industry’s views on the draft Data Law (“Draft Data Law”), and offer constructive ideas on how the Draft Data Law can be refined to encourage foreign investment into the Socialist Republic of Vietnam (“Vietnam”), enhance risk management and facilitate compliance by financial institutions (“FIs”) with robust standards and obligations aligned with those of other emerging jurisdictions that are considered integral to the sustainable development of world markets.
ASIFMA response to Vietnam's Ministry of Public Security (MPS) on the draft Data Law ("Draft Data Law")
On behalf of its members, the Asia Securities Industry & Financial Markets Association (“ASIFMA”, “we”, “our” or “us”1) are pleased to submit this letter to the MPS. We seek to convey industry’s views on the draft Data Law (“Draft Data Law”), and offer constructive ideas on how the Draft Data Law can be refined to encourage foreign investment into the Socialist Republic of Vietnam (“Vietnam”), enhance risk management and facilitate compliance by financial institutions (“FIs”) with robust standards and obligations aligned with those of other emerging jurisdictions that are considered integral to the sustainable development of world markets.
ASIFMA AMG response to the issuance of the Exposure Draft of the Korean Sustainability Disclosure Standards by the Korea Sustainability Standards Board (KSSB)
ASIFMA Response to SEBI Consultation Paper on Review of Regulatory Framework for Investment Advisors and Research Analysts
ASIFMA AMG response to SEBI Consultation on investment by Foreign Investors through Segregated Portfolios/P-notes/ODIs
ASIFMA AMG response to SEBI Consultation to improve ease of doing business with respect to the additional disclosure framework for large FPIs
ASIFMA AMG Response to HKEx's Review of Corporate Governance Code and Related Listing Rules
ASIFMA AMG response to CSRC Consultation on Draft revisions to the MRF Rules
ASIFMA Response to China MOF consultation on Sustainability Disclosure Standard for Business Enterprises – Basic Standard
ASIFMA AMG response to consultation on HK Code of Conduct for ESG Ratings and Data Products Providers
ASIFMA AMG response to the Recommendations of the SEBI Expert Committee for facilitating ease of doing business with respect to Business Responsibility and Sustainability Report (BRSR)
ASIFMA Response on the Consultation on the Anti-Money Laundering Law of the People's Republic of China Revised Draft
ASIFMA's Response to HKMA Consultation Paper- Proposal for Implementing New Regulations on the Prudential Treatment of Cryptoasset Exposures
AAMG responses to SZSE consultations on expansion of scope of eligible ETFs under Stock Connect
AAMG responses to SSE consultations on expansion of scope of eligible ETFs under Stock Connect
ASIFMA response to RBI's Draft Disclosure framework on Climate-related Financial Risks 2024
ASIFMA Submission to the Australian Treasury’s Consultation - Expansion of Australia's Tax Treaty Network 2
ASIFMA Response to NFRA Draft Measures for Data Security of Banking and Insurance Institutions
240307 ASIFMA Submission on 7 March 2024 to FSTB on Proposed Tax Treaty Partners for HK
AAMG response to SGX consultation on sustainability reporting
ASIFMA (Sell-Side) response to Malaysia National Sustainability Reporting Framework
AAMG response to the Consultation on Malaysia's proposed national sustainability reporting framework
ASIFMA Response to AIVF and IMDA Proposed Model AI Governance Framework for Generative AI
AAMG response to SEBI Consultation on proposals to improve ease of doing business with respect to the additional disclosure framework for FPIs
ASIFMA/CMTC Submission “Revised Exposure Draft Consultation – Public Country-by-Country Reporting”
ASIFMA Response to HKMA Consultation on Legislative Proposal to Implement the Regulatory Regime for Stablecoin Issuers in Hong Kong
AAMG response to the Shanghai Stock Exchange Consultation on Self-Regulatory Supervision Guidelines for Listed Companies, No. 14 – Sustainability Report (Trial)
AAMG response to the Shenzhen Stock Exchange Consultation on Self-Regulatory Supervision Guidelines for Listed Companies, No. 17 – Sustainability Report (Trial)
AAMG response to the Beijing Stock Exchange Consultation on Continuous Supervision Guidelines for Listed Companies, No. 11 – Sustainability Report (Trial)
AAMG response to SEBI consultation on Relaxation in Timelines for Disclosure of Material Changes by FPIs
ASIFMA Response to Korea FSC Consultation on Proposed Rules on the Protection of Virtual Asset Users
ASIFMA Response to HKEX Consultation Paper - Proposal on Severe Weather Trading of Hong Kong Securities and Derivatives Markets
ASIFMA response to SEBI consultation on Introduction of Optional T+0 and Instant Settlement of Trades
AAMG response to CSRC Private Fund Measures Consultation
AAMG response to MAS Guidelines for Financial Institutions on Transition Planning for a Net Zero Economy
ASIFMA Submission of Response to CSRC 2nd Consultation on Derivatives Trading Administrative Measures (DTAM)
ASIFMA's response to MAS Consultation on Guidelines for Financial Institutions on Transition Planning for a Net Zero Economy (Banks)
ASIFMA Response to SFC Consultation on the Proposed Guidelines for Market Soundings
ASIFMA Comments on RBI Draft Master Direction on Managing Risks and Code of Conduct in Outsourcing of Financial Services
ASIFMA Recommendation on Simplification, Ease of Compliance, and Reduction in Cost of Compliance for SEBI (Stock Brokers) Regulations, 1992
SEBI Suggestions on Simplification, Ease of Compliance, and Reduction in Cost of Compliance on SEBI (Foreign Portfolio Investors) Regulations, 2019
ASIFMA-ISDA response to consultation on the new Supervisory Policy Manual Modules MR-1 “Market Risk Capital Charge” and MR-2 “CVA Risk Capital Charge”
ASIFMA White Paper- "Upscaling Carbon Markets Across APAC"
ASIFMA's Response to the Consultation Draft of the Provisions on Regulating and Promoting Cross-Border Data Flows
ASIFMA's Response on Proposed Philippine Sustainable Finance Taxonomy Guidelines
ASIFMA response to the SGX / ACRA on Recommendations by the Sustainability Reporting Advisory Committee (SRAC)
ASIFMA Response to SEBI Consultation on Fee Mechanism Response
ASIFMA-ISDA response to consultation on timeline for implementation of Basel III final reform package
ASIMFA Response to SEBI Consultation Paper on Consolidated Cybersecurity and Cyber Resilience Framework (CSCRF) for SEBI Regulated Entities
ASIFMA AMG response to FSB Revised OEF Recommendations
ASIFMA AMG response to IOSCO LMT Guidance – Consultation Report
ASIFMA Response to Taiwan FSC Draft Consultation on Core Principles and Relevant Promotion Policies For The Use of Artificial Intelligence in The Financial Industry
Joint Association Letter on Corporate Sustainability Due Diligence Directive (CSDDD) and Transition Plans
ASIFMA Response to MAS Consultation Paper on Proposed Code of Conduct for ESG Rating and Data Product Providers
ASIFMA response to PBOC Consultation for the Management Measures of Data Security in PBOC's Business Areas
ASIFMA AMG Comments on CSRC Consultation on Provisions on Improving the Regulation of Covered Short-Swing Transactions
ASIFMA’s Response to the Consultation on the Draft Measures for the Administration of Voluntary Greenhouse Gas Emission Reduction Trading Scheme
ASIFMA's response to GFANZ Public Consultation- Financing the Managed Phaseout of Coal-Fired Power Plants in Asia Pacific
ASIFMA Response to ASEAN Taxonomy for Sustainable Finance Version 2
ASIFMA's response to MAS Consultation on Coal Phase-Out Criteria under the Singapore-Asia Taxonomy
AAMG response to SEBI consultation mandating FPIs to route a specific percentage of secondary transactions through RFQ platforms
ASIFMA Response to HKEX Consultation on Enhancement of Climate-Related Disclosures under the ESG framework
ASIFMA AMG Comments on CSRC Consultation on Administrative Provisions for Public-Offered Securities Investment Funds' Investment Advisory
ASIFMA Response to the Prototype of a Green Classification Framework for Hong Kong Discussion Paper
ASIFMA Submission on SEBI Consultation Paper on framework for mandating additional disclosures from FPIs
ASIFMA Response to MEE consultation on China Certified Emission Reductions (CCER) methodologies
ASIFMA Comments on Taiwan FSC draft amendment to the Regulations Governing Internal Operating Systems and Procedures for the Outsourcing of Financial Institution Operation
ASIFMA Response to CSRC Consultation Draft of the Measures for the Supervision and Administration of Derivatives Trading
ASIFMA response to the SFC Consultation Paper on the Proposed Regulatory Requirements for Virtual Asset Trading Platform Operators Licensed by the SFC
AAMG response to HKEX consultation on Rule Amendments Relating to PRC Issuers
ASIFMA Response to GFIT Third Taxonomy Consultation Paper
ASIFMA response to HKMA's Consultation on Updated Guidelines on Anti-Money Laundering & Counter-Financing Terrorism
AFMA's response to AU Treasury Consultation on Climate-Related Financial Disclosure
GFMA response to Voluntary Carbon Markets – Consultation Report
GFMA response to Compliance Carbon Markets – Consultation Report
ASIFMA Response to NPC Consultation on Financial Stability Law (First Reading Draft)
ASIFMA AMG Comments on AMAC PFM Registration and Filing Consultation
ASIFMA Response to MAS Consultation Paper on Proposed Regulatory Approach for Stablecoin-Related Activities
ASIFMA Response to MAS Consultation Paper on Proposed Regulatory Measures for Digital Payment Token Services
ASIFMA Response to India MEITY Draft Digital Personal Data Protection Bill 2022
ASIFMA Response to HKEx Consultation on a Listing Regime for Specialist Technology Companies
ASIFMA Response to SEBI Consultation Paper on Cloud Framework
ASIFMA Response to RBI Consultation on ‘Draft Master Direction – Information Technology Governance, Risk, Controls and Assurance Practices’
ASIFMA AMG Response to the SGX Consultation Paper on Board Renewal and Renumeration
ASIFMA Letter in response to Bank of Thailand Consultation on Thailand Taxonomy
ASIFMA Response to RBI Discussion Paper on Climate Risk and Sustainable Finance
ASIFMA Response to the BNM 2024 Climate Risk Stress Testing Discussion Paper
ASIFMA Response to Malaysia SC consultation on Proposed Regulatory Framework on Technology Risk Management
ASIFMA Response to HKMA Consultation on Basel III Final Reform Package
Targeted consultation on the regime applicable to the use of benchmarks administered in a third country
Consultation Paper on Proposed Amendments to Enforcement-Related Provisions of the Securities and Futures Ordinance
ASIFMA AMG Response to the ISSB’s Exposure Drafts on General Requirements for Disclosure of Sustainability-related Financial Information and Climate-related Disclosures
ASIFMA Suggestions in relation to the Applicability of SEBI PIT Regulations 2015 to MF units
ASIFMA Response to CAC Consultation on SCCs for Exporting Personal Information
BNM Exposure Draft on Cloud Technology Risk Assessment Guideline (CTRAG)
ASIFMA/ISDA Response to MAS/GFIT Consultation on Green and Transition Taxonomy
ASIFMA response to CSRC consultation on Cybersecurity Measures in Securities and Futures Industries
ASIFMA Response to the ASEAN Taxonomy Stakeholder Consultation
ASIFMA response to Draft Amendment to Regulation on Supervision of Electronic Finance
ASIFMA response to HKMA's "e-HKD: A policy and design perspective"
ASIFMA AMG Response to OECD Consultation on Regulated Financial Services Exclusion under BEPS Pillar One
ASIFMA Response to Consultation Draft of the Financial Stability Law of the People's Republic of China
ASIFMA Response to CSRC Consultation on Overseas Listings
ASIFMA Response to BNM Exposure Draft on Climate Risk Management and Scenario Analysis
ASIFMA response to HKMA Consultation on Stablecoin Regulations
ASIFMA AMG Response to SEBI Consultation Paper on ESG Rating Providers for Securities Markets
ASIFMA response to OJK paper on Commercial Bank Cybersecurity Risk Management
ASIFMA/GFMA/BPI/IIF response to HKMA Consultation on Operational Resilience, Operational Risk Management and Business Continuity Planning
ASIFMA Response to CSRC Consultation on Offshore Listings (CHI VERSION)
ASIFMA Response to CSRC’s Consultation to Amend Regulations on the Operability Mechanism for Trading in the Mainland and Hong Kong Stock Markets (bm56000001/2021-00306911)
GFMA Response to the International Platform for Sustainable Finance’s Consultation on Common Ground Taxonomy
ICMA-ASIFMA Response to SEBI Consultation Paper for Market Making in Corporate Bonds
ASIFMA Response to CAC Network Data Security Regulations Management Regulations
ASIFMA AMG Response to Consultation Paper on Proposed Changes to the Complex Products Regime
ASIFMA Response to CAC Draft Measures on Outbound Data Transfer Security Assessment
ASIFMA Submission to NZ XRB Consultation on Climate-related Disclosures (Governance & Risk Management)
ASIFMA AMG Response to SEBI consultation on disclosure norms for ESG Mutual Fund schemes
MAS Second Consultation Paper and Response to Feedback Received on Proposed Revisions to Guidelines on Business Continuity Management
ASIFMA response to HKEX consultation on SPACs on behalf of ASIFMA's sell-side banks who comprise Equities Capital Markets Committee (ECM)
MAS Consultation Paper on the FI-FI Information Sharing Platform for AML/CFT
ASIFMA response to the MAS Consultation paper on the draft Financial Sector Cyber Threat Alert & Readiness (“FINSTAR”) Framework
ASIFMA AMG Response to the SGX Consultation Paper on Starting with a Common Set of Core ESG Metrics
ASIFMA AMG Response to the SGX Consultation Paper on Climate and Diversity
Basel Committee public consultation on preliminary proposals for the prudential treatment of banks' cryptoasset exposures
ASIFMA-ISDA Joint Response to HKMA SPM GS-1 climate risk management guideline consultation
ASIFMA AMG Response to the IOSCO Consultation Paper on Recommendations on Sustainability-Related Practices Policies Procedures and Disclosure in Asset Management
ASIFMA Letter to Financial Services Agency of Japan consultation on "Social Bond Guidelines (Draft)"
AFMA-ASIFMA joint response to APRA’s consultation on Draft CPG 229 Climate Change Financial Risks
ASIFMA Sell-Side Endorsement Letter on AFMA Response to Consultation on Relief to Foreign Financial Service Providers
AFMA Response to Consultation on Relief to Foreign Financial Service Providers
ASIFMA AMG response to Australia Treasury consultation on licensing exemption relief for FFSPs
ASIFMA Response to MAS Consultation on Proposals to Mandate Reference Checks
SEBI Consultation on Segregation and Monitoring of Collateral at Client Level
ASIFMA response to CBIRC consultation on Interim Measures for the Implementation of Recovery and Resolution Plan
ASIFMA AMG Response to HKEx Consultation on Corporate Governance Code
ASIFMA Response to MAS Consultation Paper on Proposed AML Notices for Cross-Border Business Arrangements of Capital Markets Intermediaries under Proposed Exemption Frameworks
ASIFMA AMG Response to CSRC Consultation on Enhanced Guidelines for the Content and Format of Information Disclosure by Companies Offering Securities to the Public
Submission on the Futures Law of the People’s Republic of China (Draft)
ASIFMA Response to Consultation Draft of the Second Review of the Personal Information Protection Law
ASIFMA Response to NPC Consultation on Second Draft Data Security Law
ASIFMA’s Comments Regarding HKEX’s Consultation Paper on Listing Regime for Overseas Issuers
ASIFMA Response to the Consultation Paper on Bookbuilding/Placing and “Sponsor Coupling”
ASIFMA AMG Response to SFC Consultation on bookbuilding and placing activities and sponsor coupling
ASIFMA-ISDA Joint Response to MAS consultation on Credit Risk and Output Floor
MAS Consultation Paper on Proposed Exemption Framework for Cross-Border Business Arrangements of Capital Markets Intermediaries Involving Foreign Offices
ASIFMA Response to SFC Consultation on Investor Identification and OTC Transactions Reporting Regimes
ASIFMA-ISDA Joint Response to MAS GFIT Green Taxonomy
ASIFMA AMG Response to CSRC Consultation on Enhanced Investor Relations Management Guidelines
IOSCO Consultation on Market Data in Secondary Equity Markets
ISDA-ASIFMA Joint Response to HKMA Consultation on Revised CVA Risk Framework
ASIFMA’s Response to the Bank of Thailand Consultation Paper on Bond Investor Registration
ASIFMA response to SEBI Consultation Paper on Role of KRAs MIIs in performing KYC of the client
ASIFMA Response to SFC Consultation Paper on Proposed Enhancements to the Competency Framework for Intermediaries and Individual Practitioners
ASIFMA response to MAS’ Consultation Paper on Notices to Banks and Merchant Banks on Management of Outsourced Relevant Services
ASIFMA Response to India’s Revised Draft NPD Framework Consultation
ASIFMA Response re HKEX CP on Main Board Profit Requirement
ASIFMA response to SFC Consultation on Revised AML/CFT Guideline
ASIFMA-ISDA Joint Response to MAS Consultation on Op Risk and Leverage Ratio
ASIFMA AMG resposne to HKEx Concept Paper on Modernising its IPO Settlement Process
ASIFMA AMG Response to SFC Consultation on the Management and Disclosure of Climate-related Risks by Fund Managers
GFMA Consultation Response: Outsourcing and third-party relationships
GFMA Response on IFRS Consultation on Sustainability Reporting
ASIFMA-ISDA joint response to HKMA Final Basel III Reform CP
ASIFMA AMG Response on IFRS Foundation Consultation Paper on Sustainability Reporting
ASIFMA response to MAS Consultation on Notice on Identity Verification
GFMA-FIA Joint Response to NPC Personal Information Protection Law
ASIFMA AMG Response to CFA consultation paper on ESG disclosure standards
Joint Consultation by PBOC, CSRC, SAFE Re Foreign Institutional Investors Participating in China Bond Market
AAMG's response to CSRC consultation on Strengthening the Private Fund Regulation
ASIFMA Response to MAS Consultation Paper on Draft Notices on Competency Requirements
ASIFMA’s submission to PBOC/CSRC/SAFE’s Consultation on Matters related to FIIs investing in China’s Bond Market
HKEX Consultation on Paperless Listing and Subscription Regime
ASIFMA AMG Response to SEBI Consultation Paper on the Format for Business Responsibility and Sustainability Reporting
GFMA Response to MEITY India Non Personal Data Framework Consultation
ASIFMA Letter re Hong Kong Sustainable Finance Cross-Agency Steering Group (May 2020)
ASIFMA AMG's response to the SGX's Consultation Paper on Enhancements to Enforcement and Whistleblowing Frameworks
ASIFMA AMG submission to CSRC's consultation on the Public Fund Managers Administrative Measures and related regulations
ASIFMA FIA Joint Response to National People’s Congress Consultation Draft of the Data Security Law
ASIFMA Response to HKMA Consultation on “Rolling Bad Apples”
ASIFMA Consultation on CSRC Administrative Measures on Securities Investment Funds Custody Businesses
ASIFMA Response to MAS Consultation on Environmental Risk Management Guidelines (Banks)
Final GFMA response to FSB Consultation on Regulatory, Supervisory and Oversight Challenges Raised by Global Stablecoins Arrangements
ASIFMA AMG Response to MAS Consultation on Proposed Guidelines on Environmental Risk Management for Asset Managers
ASIFMA Response to China's Consultation on Green Bond Endorsed Project Catalogue (2020 Version)
ASIFMA Letter of Support for Singapore PDP (Amendment) Bill
ASIFMA response to CSRC Consultation on Administrative Measures for Securities and Funds Investment Advisory Business
ASIFMA AMG Response to HKEx's Corporate Weighted Voting Rights (WVR) Consultation
GFMA FX Division and ASIFMA Submit Comments to the European Commission on its Inception Impact Assessment on the Review of the Benchmarks Regulation – 15 April 2020
ASIFMA response to BNM’s DP on Climate Change and Principle-based Taxonomy
Joint Industry Association Letter on the Impact of COVID-19 on Initial Margin Phase-In
Final response to HKMA soft consultation on the Review of CFI
ASIFMA Letter of Congratulations to MAS for Singapore-US Joint Declaration on Financial Services Data Connectivity
ASIFMA Response to India Parliament Consultation on Personal Data Protection Bill 2019
ASIFMA Letter of Support for the 2020 EU-China Economic and Financial Dialogue
ASIFMA AMG Response to Consultation on Corporate Credit Bond Information Disclosure Measures
ASIFMA Response to PBOC and SAFE Consultation on QFII/RQFII Capital Management Regulations
ASIFMA AMG Response to Consultation on Corporate Credit Bond Default Notice
ASIFMA Letter on Final Basel III Reforms in Asia Pacific
ASIFMA response on HKMA’s Revised Draft of the Supervisory Policy Manual (SPM) Module RE-1 on “Recovery Planning”
ASIFMA Submission to CSDC Consultation re QFII/RQFII Registration and Settlement Rules
ASIFMA-ISDA response to HKMA consultation on market risk (FRTB)
ASIFMA Response to MAS Consultation Paper on Requirements on Controls Against Market Abuse
ASIFMA’s Response to the CSRC’s Consultation on Administrative Measures for Securities Brokerage Businesses
ASIFMA response to MEITY on request for additional comments on Personal Data Protection Bill (PDPB)
ASIFMA letter to EC on EU Benchmarks Regulation (BMR)
ASIFMA Response to SGX Consultation "Proposed Enhancements to Auction Routines for the SGX - ST Market"
GFMA Comments to Cyberspace Administration of China on Measures for Security Assessment of Personal Information Outbound Transfer
ASIFMA-ISDA Response letter to MAS on proposed implementation of final Basel III reforms in Singapore
GFMA Comments to Cyberspace Administration of China on Measures on Data Security
GFMA Comments to Cyberspace Administration of China on Measures on Cybersecurity Review
ASIFMA Feedback re Proposed Changes to Weights and Selection of Stocks in the NIFTY 50 Index
ASIFMA response to SEBI consultation on Khan Report on FPI regulations
ASIFMA Response to PBOC/SAFE consultation on allowing non-trade transfers of bond between R/QFII and CIBM Direct accounts submitted on 24 May 2019
ASIFMA Response to NPC Third Consulation Draft of Securities Law
ASIFMA AMG Response to Joint Consultation on the Model for an Uncertificated Securities Market
ASIFMA response to Singapore Ministry of Law on contracts to be exempted under Section 440 of Insolvency, Restructuring and Dissolution Act
ASIFMA response to the MAS Consultation Paper on Guidelines on Technology Risk Management
ASIFMA response to the MAS Consultation Paper on Guidelines on Business Continuity Management
(Chinese) ASIFMA Letter on Addressing Fragmentation in Asian Markets: Data Localisation – GFMA’s Data Privacy, Security and Mobility Principles – April 2019
ASIFMA Letter on Addressing Fragmentation in Asian Markets: Data Localisation – GFMA’s Data Privacy, Security and Mobility Principles – April 2019
ASIFMA-GFXD response to RBI Financial Benchmarks Draft Directions
ASIFMA response to MAS consultation on outsourcing by banks and merchant banks
ASIFMA's response to CSRC consultation on consolidated QFII and RQFII rules
ASIFMA Feedback re CSRC Consultation on DMA (Broker External Connections w Client Trading Systems)
ASIFMA’s Response to India’s Draft National e-Commerce Policy – March 2019
ASIFMA Letter on Fragmentation and Extraterritoriality in Asian Markets – March 2019
ASIFMA Response to SEBI Consultation on Individual Scrip wise Price Bands/Circuit Filters on F&O Scrips
ASIFMA response to the State Council Consultation on the draft Foreign Investment Law
ASIFMA response to the State Council Consultation on the draft Foreign Investment Law
ASIFMA response to the HKMA Financial Institutions (Resolution) (Loss-absorbing Capacity Requirements – Banking Sector) Rules
ASIFMA response to the MEITY consultation on draft Personal Data Protection Bill, 2018
ASIFMA AMG Comments on the CBIRC Measures for the Supervision and Administration of Wealth Management Business of Commercial Banks
ASIFMA AMG Comments on the CSRC Private Asset Management Consultations
ASIFMA response to the MAS Proposed Regulations to Enhance the Resolution Regime for Financial Institutions in Singapore
ISDA-ASIFMA Joint Response to the Draft Bill for Introduction of Regulatory Framework for Financial Benchmarks
The International Swaps and Derivatives Association, Inc. ("ISDA")1 and the Asia Securities Industry & Financial Markets Association ("ASIFMA"2, and together with ISDA, the "Associations" or “we”) welcome the opportunity to provide comments on the Draft Bill for Introduction of Regulatory Framework for Financial Benchmarks (the "Draft Bill") proposed by the Financial Services Commission ("FSC") on 18 June 2018.
ASIFMA response to the HKMA consultation on Implementation of TLAC Holdings Standard
The Asia Securities Industry & Financial Markets Association (ASIFMA)1 and its members welcome the opportunity to provide feedback on this consultation paper, which sets out the Hong Kong Monetary Authority’s (HKMA) proposals for implementing in Hong Kong the Banking Committee on Banking Supervision (BCBS) final standard on “TLAC holdings” to specify the regulatory capital treatment of banks’ holdings of total loss-absorbing capacity (TLAC) instruments.
GFMA Response to CR02/2018 – Conflicts of interest and associated conduct risks during the equity capital raising process
The Global Financial Markets Association1 (GFMA) welcomes the opportunity to comment on the consultation paper from the International Organisation of Securities Commissions (IOSCO), CR02/2018 – Conflicts of interest and associated conduct risks during the equity capital raising process.
ASIFMA response to HKMA consultation on AI LAC rules
ASIFMA response to the HKMA consultation on Rules on Loss-Absorbing Capacity Requirements for Authorised Institutions
ASIFMA response to HKMA consultation on AI LAC rules
ASIFMA response to the HKMA consultation on Rules on Loss-Absorbing Capacity Requirements for Authorised Institutions
ASIFMA Response to India's White Paper on Data Protection
ASIFMA response to the White Paper of the Committee of Experts on Data Protection Framework for India
SIFMA and ASIFMA response to Malaysia Outsourcing CP
The Securities Industry and Financial Markets Association (SIFMA)i and Asia Securities Industry & Financial Markets Associationii appreciate the opportunity to respond to the Bank Negara Malaysia’s (BNM’s or the Bank’s) exposure draft of proposed regulatory requirements on outsourcing arrangements by financial institutions.
ASIFMA response to the Consultation on the Draft Financial Resolution and Deposit Insurance Bill, 2017
The Asia Securities Industry & Financial Markets Association (ASIFMA) appreciates the opportunity to respond to the Consultation on the draft Financial Resolution and Deposit Insurance Bill, 2017 (Draft Bill). Ensuring effective resolution regimes is a critical part of global regulatory reform in which India, as a G20 country, plays a significant role.
ASIFMA response to PDPC's Public Consultation on Approaches to Managing Personal Data in the Digital Economy
ASIFMA response to the PDPC’s Public Consultation on Approaches to Managing Personal Data in the Digital Economy
ASIFMA response to New Board concept paper and consultation paper on review of the GEM and changes to the GEM and Main Board listing rules
New Board Concept Paper and Consultation Paper on Review of the Growth Enterprise Market (GEM) and Changes to the GEM and Main Board Listing Rules
ASIFMA response to CAC consultation on the Rules of Protection of Critical Information Infrastructure (Draft for Discussion)
ASIFMA response to CAC consultation on the Rules of Protection of Critical Information Infrastructure (Draft for Discussion)
ASIFMA response to HKMA consultation paper (CP 17_04) on the Interest Rate Risk in the Banking Book (IRRBB)
Response to Consultation paper (CP 17.04) on the Interest Rate Risk in the Banking Book (IRRBB)
ASIFMA response to Consultation Paper (CP 16_02) on the Net Stable Funding Ratio
Response to Consultation Paper (CP 16.02) on the Net Stable Funding Ratio
ASIFMA responses to MAS Consultation Paper on Local Implementation of Basel III Liquidity Rules – Net Stable Funding Ratio (NSFR) and NSFR Disclosure
Consultation Paper on Local Implementation of Basel III Liquidity Rules – Net Stable Funding Ratio (NSFR) and NSFR Disclosure
Comments on SEBI’s discussion paper on Algorithmic Trading and Co-location
Comments on SEBI’s discussion paper on Algorithmic Trading and Co-location
ASIFMA response to Consultation on Automatic Exchange of Financial Account Information in Tax Matters in Hong Kong
ASIFMA's response to this consultation