Upcoming Events
9 July 2024, HKEX Connect Hall, 1/F, One and Two Exchange Square, 8 Connaught Place, Central
Group Treasures Innovation Forum
14-15 August 2024, Aloft Singapore Novena, Singapore
ASIFMA Sustainable Finance Conference 2024
30 October 2024, Hong Kong
The Network Forum Asia 2024
11-12 November 2024, SGX Group, Singapore
Carol Ngai
Senior Manager, Investment Products
SECURITIES AND FUTURES COMMISSION
Carol is a senior manager of the Investment Products Division of the Hong Kong Securities and Futures Commission (SFC). The Investment Products Division performs gatekeeping functions in authorising investment products and monitoring compliance with disclosure and other requirements.
Carol focuses on authorising publicly offered collective investment schemes, including unit trusts and mutual funds. She has also been actively involved in the formulation and implementation of policies relating to the regulation of the asset management industry, especially initiatives aiming to developing Hong Kong into a green and sustainable finance centre. Prior to joining the SFC, she worked in an international accounting firm.
Carol Ngai2022-06-092022-06-09https://www.asifma.org/wp-content/uploads/2018/07/asifma-logo-pos.pngASIFMAhttps://www.asifma.org/wp-content/uploads/2022/06/carol-ngai-profile-pic.jpg200px200px