ASIFMA Compliance Week 2021

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ASIFMA Compliance Week

Tuesday-Friday, 7-10 September 2021, Virtual Event

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For enquiries, please contact us at event@asifma.org

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Overview of the Event

This flagship event in Asia for compliance is “designed by the industry for the industry” where the industry (sell-side, buy-side, regulators, law firms, consultants and media) come together once a year to meet and discuss important issues impacting this area.

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Dates: Tuesday-Friday, 7-10 September 2021 (Time Zone Converter)
Time:

Day 1: 09:00-12:40 (GMT+8)
Day 2: 14:00-17:30 (GMT+8)
Day 3: 14:00-16:40 (GMT+8)
Day 4: 09:00-11:55 (GMT+8)

Format: Virtual
Language: English

Key Themes and CPT Hours:

• Day 1 (Tuesday, 7 September): Regulatory Outlook (3.5 hours)
• Day 2 (Wednesday, 8 September): Culture and Accountability (3.5 hours)
• Day 3 (Thursday, 9 September): Looking into the Future (2.5 hours)
• Day 4 (Friday, 10 September): Technology and Innovation (2.5 hours)

*To qualify for the CPT hours mentioned above, participants are required to attend the entire event on each day.

Prices:

Please click HERE to check if your employer is a member of ASIFMA.

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AGENDA

At ASIFMA, we are committed to ensuring diversity and inclusion in our workplace and this policy is applied in all areas of our business including speaker roles at our events and conferences. We wish to work with members and partners who share this same commitment and are willing to support this policy.

Agenda

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Day 1	REGULATORY OUTLOOK
09:00 – 09:02	Welcome Remarks
09:02 – 09:05	Opening Remarks
09:05 – 09:20	Keynote 1
09:20 – 09:35	Fireside Chat
09:35 – 10:35	Panel 1 – Regulators’ Perspective: Looking Back and Looking Ahead
10:35 – 11:35	Panel 2 – Financial Regulatory Trends Globally and Asia
11:35 – 12:05	Panel 3 – COVID-19: The Evolving Impact on Markets and Business Operations
12:05 – 12:10	Closing Remarks

Day 2	CULTURE AND ACCOUNTABILITY
14:00 – 14:02	Welcome Remarks
14:02 – 14:05	Opening Remarks
14:05 – 14:20	Keynote
14:20 – 15:10	Fireside Chat – Enforcement Trends
15:10 – 16:10	Panel 1 – Conduct, Culture and Accountability Regime: Harmonization across Different Countries
16:10 – 17:10	Panel 2 – Market Abuse
17:10 – 17:25	Closing Keynote
17:25 – 17:30	Closing Remarks

Day 3	LOOKING INTO THE FUTURE
14:00 – 14:02	Welcome Remarks
14:02 – 14:05	Opening Remarks
14:05 – 14:20	Keynote
14:20 – 15:20	Panel 1 – Future-Proofing the Function of Compliance: Evolution, Upskilling, Diversity
15:20 – 16:20	Panel 2 – ESG and Green
16:20 – 16:35	Closing Keynote: Priorities of EMEAP (Executives’ Meeting of East Asia Pacific Central Banks)
16:35– 16:40	Closing Keynote

Day 4	TECHNOLOGY AND INNOVATION
09:00 – 09:02	Welcome Remarks
09:02 – 09:05	Opening Remarks
09:05 – 09:20	Keynote 1
09:20 – 09:35	Keynote 2: How an Informant and a Messaging App Led to Huge Global Crime Sting
09:35 – 10:35	Panel 1 – RegTech Adoption and SupTech
10:35 – 11:35	Panel 2 – Social Media: Managing Risk, Crisis Management
11:35 – 11:50	Closing Keynote
11:50 – 11:55	Closing Remarks