Equity Capital Markets (ECM) Resources


ASIFMA has recently started an ECM group consisting of ECM professionals from among its members. Below we have posted several documents intended to help ECM professionals to introduce greater efficiency in their documentation processes. Additional documents will be added in coming weeks and months.

CFA Code/ Valuation Advisory Services - Engagement Letter Riders

Cornerstone Investment Agreement

Pre-deal Research Addenda for the Hong Kong IPO Process

GUIDELINES AND TEMPLATES FOR POWERS OF ATTORNEY FOR HONG KONG IPOS 

Standardized Secondary Block Trade Agreements

Industry Form Investor Confidentiality Agreement

Top Up and Placing Independence Guidelines

ASIFMA Volcker Block Trade Procedure Alert

Key Contacts

  • Wayne Arnold - Executive Director - Head of Policy and Regulatory Affairs 
Members of the GFMA Alliance gfma afme asifma sifma