Equity Capital Markets (ECM) Resources


ASIFMA has recently started an ECM group consisting of ECM professionals from among its members. Below we have posted several documents intended to help ECM professionals to introduce greater efficiency in their documentation processes. Additional documents will be added in coming weeks and months.

GUIDELINES AND TEMPLATES FOR POWERS OF ATTORNEY FOR HONG KONG IPOS

Standardized Secondary Block Trade Agreements

Industry Form Investor Confidentiality Agreement

Top Up and Placing Independence Guidelines

ASIFMA Volcker Block Trade Procedure Alert

Key Contacts

  • Wayne Arnold - Executive Director - Head of Policy and Regulatory Affairs 
  • Gfma Smartbrief
    Regulatory and Legislative developments from across the globe.
    Sign up now.
  • GFMA Weekly Update
    Side-by-side comparisons of numerous regulatory reform proposals.
    View now.
  • Follow ASIFMA
    On Twitter @ASIFMANews
    On LinkedIn
Members of the GFMA Alliance gfma afme asifma sifma