Featured Resource

About GFMA Spotlight

ASIFMA MiFID II Extraterritoriality Analysis


In preparation for the implementation of MiFID II, ASIFMA has developed an analysis that summarises how various types of firms are impacted by certain MiFID II provisions in Asia.

GFMA Principles for Achieving Consistent Regulatory Regimes and Supervisory Practices

GFMA Guiding Principles for Market Transparency

GFMA Framework for the Regulatory use of Penetration Testing in the Financial Services Industry

ASIFMA/Freshfields Resolution and Recovery Planning (RRP) Project

    THE EU BENCHMARKS REGULATION

    • Co-authored by ASIFMA and Herbert Smith Freehills, these high-level summaries for non-EU benchmark administrators (Non-EU Administrators), asset managers and APAC regulators provide some input on how the EU Benchmarks Regulation (EU BMR) will impact benchmark administrators and users (both in the EU and outside the EU), how Non-EU Administrators can register in order to avoid disruption to their businesses and the markets, and how regional regulators can mitigate the impact of the BMR.

    MiFID II

    LEGAL ENTITY IDENTIFIER

    The Financial Stability Board: How is the financial system safer, simpler and fairer a decade after the global financial crisis?

    • G20 countries have rebuilt the financial system so that it serves society, not the other way round. The financial system is now safer, simpler and fairer than before. Please see the FSB video here for more

    ELECTRONIC TRADING INFORMATION TEMPLATE

    GUIDELINES AND TEMPLATES FOR POWERS OF ATTORNEY FOR HONG KONG IPOS

    Standardized Secondary Block Trade Agreements

           ASIFMA Volcker Block Trade Procedure Alert

    Members of the GFMA Alliance gfma afme asifma sifma