Staff

Senior Management and Staff

Mark Austen
CEO

Mark Austen

Mark Austen is the Chief Executive Officer of the Asia Securities Industry & Financial Markets Association (ASIFMA).  Since joining ASIFMA in 2012, he has led the expansion of the association to encompass Equities, Compliance, Post-Trade and Asset Management in addition to its original division for Fixed Income, and its membership has grown to over 100 firms.  

Mark is also the CEO of the Global Financial Markets Association (GFMA), which represents the common interests of the world's leading financial and capital market participants, and speaks for the industry on the most important global market issues.  GFMA brings together three of the world's leading financial trade associations to address the increasingly important global regulatory agenda and to promote coordinated advocacy efforts. GFMA comprises ASIFMA based in Hong Kong, The Association for Financial Markets in Europe (AFME) in London and Brussels and the Securities Industry and Financial Markets Association (SIFMA) in New York and Washington.

Mark’s key objectives at ASIFMA are to expand its product divisions, continue to build a broad membership base and further strengthen its ability to act as a collective voice for the industry. 

Mark was formerly with AFME as Chief Operating Officer. Previously, he was AFME’s head of the Capital Markets Division and served as its Acting Chief Executive from December 2009 to September 2010. Mark helped facilitate the successful merger of the London Investment Bankers Association and SIFMA Europe to create AFME in November 2009 and steered the newly formed association through its first year of operation. Mark joined AFME (then called The Bond Market Association or TBMA) in 2005 to head up the European Primary Dealers Association (EPDA), which addressed issues of specific interest to government bond markets. He was instrumental in the formation of the Global Rates Division, the Credit Division, and the Covered Bond Division, and also managed the negotiation and integration of the European Securities Forum (ESF), which became the Post Trade Division, into what was then known as SIFMA Europe. More recently, Mark was the driving force behind the establishment of the Global FX Division and the creation of the AFME Equities Board. In addition to his other duties at AFME, he headed up the Advocacy Division and held overall responsibility for AFME’s financial matters and membership.

Prior to joining AFME, Mark worked for MTS Group, the European trading platform for fixed income securities, where he was head of Legal and Compliance. Before his work at MTS, Mark spent three years as head of an international environmental web portal.

Mark has stepped down from his positions on the board of the International Council of Securities Associations (ICSA), the European Capital Markets Institute (ECMI) at the Centre of European Policy Studies (CEPS), and the Advisory Board of Quorum 15 in order to concentrate fully on his work at ASIFMA. He was a member of the Ontario Bar and holds an LL.M. from the London School of Economics and an LL.B. from Osgoode Law School in Toronto. 


Laurence Van der Loo
Senior Manager - Office of the CEO


Lyndon Chao
Managing Director - Head of Equities 

Lyndon-Chao

Lyndon Chao is Managing Director of ASIFMA's Equities Division and leads ASIFMA's Equities Committee and Post Trade Committee to advocate ASIFMA initiatives involving secondary equity markets and post-trade issues in Asia.  In addition to these two committees, Lyndon also leads a number of working groups such as the China Equities WG and the Listed Warrants WG.

Lyndon is a seasoned leader in financial services who before joining ASIFMA built a 26-year career with Morgan Stanley across several markets in the capacity of Managing Director spanning New York, Hong Kong, Beijing, Taipei and Shanghai, mostly serving as COO.  Lyndon was also seconded by Morgan Stanley both to CICC for its initial launch as well as to CIC as a senior consultant.  He then joined UBS to build a Shanghai Business Solutions Center as Managing Director/General Manager and, prior to ASIFMA, he acted as Senior Advisor to Seikowave, a 3D imaging tech startup focused on disruptive technologies for the energy sector.  He also serves on the Board of the Shanghai American School.

Born in Taiwan and raised in the US, Lyndon is fluent in English and Putonghua.  He has an Executive MBA from the J.L. Kellogg Graduate School of Management, Northwestern University and Hong Kong University of Science And Technology (joint program with Kellogg) as well as a Bachelor of Science in Electrical Engineering degree from Northwestern University.


Daniel Wong   
Analyst - Equities 


Patrick Pang
Managing Director - Head of Fixed Income and Compliance   

Patrick PangPatrick Pang covers ASIFMA’s cross markets initiatives, including tax and compliance, and also works closely with various fixed income committees with a primary responsibility for government securities and funding/repo.

He joined ASIFMA from Credit Suisse in November 2012 with more than 20 years of industry experience and has a wide range of banking experience in structured finance products, including aircraft financing, capital structuring, single stock illiquid financing, direct principal investments, and other bespoke financing solutions. Additionally, Patrick possesses a wealth of experience in tax, accounting, legal documentation, transaction execution, and KYC/AML.

Patrick has held roles in the industry such as Director at Merrill Lynch, heading up the APAC Structured Equity Finance & Trading desk; Director at Deutsche Bank and part of the Strategic Equity Transactions Group; and Director at Citigroup, heading up the APAC Global Structured Solutions Desk. Prior to his career in banking, Patrick was a tax professional employed at Price Waterhouse and also a Vice President at Morgan Stanley Tax. He has spent time in the mining industry as well, consulting for a mining company in China.

A Chartered Accountant and Fellow of the Financial Services Institute of Australasia, Patrick also holds a Bachelor of Commerce degree from the University of Melbourne. He speaks English, Mandarin Chinese, Cantonese, and Bahasa Malaysia and Indonesia.


Vijay Chander
Executive Director - Fixed Income    

Vijay ChanderVijay Chander is focused on working with the various fixed income committees and playing a significant role in standardising credit markets across to allow greater cross-border flows to improve liquidity and keep Asian savings in the region.

Vijay has over thirty years’ experience on both the buy and the sell sides of the fixed income and credit universe, having worked at Citibank, Lehman Brothers, the Prudential, BNP Paribas, Bear Stearns and most recently at Standard Chartered where he was the global head of credit strategy, before joining ASIFMA. Vijay’s career has been largely focused on Asia. He has worked in a variety of capacities, which include foreign exchange and credit trading/ structuring, risk management and credit portfolio management, analysis and strategy.

Vijay has an MBA in Finance from Vanderbilt University in the US and a B.Commerce degree from the Vivekananda College, University of Madras in India. He speaks English, French and Mandarin Chinese.


Miles Wu 
Associate - Fixed Income


Timothee Bihet  
Associate – Fixed Income and Compliance


Wayne Arnold

Executive Director - Head of Policy and Regulatory Affairs

Wayne Arnold

Wayne Arnold heads policy and regulatory affairs and oversees ASIFMA's Public Policy Committee as well as its Equity Capital Markets Committee. A former journalist with 25 years of experience in Asia, Wayne was previously senior columnist at investment magazine Barron's Asia, which launched in 2014 in Hong Kong. From 1999 to 2008, he served as the Singapore-based, Southeast Asia business and finance correspondent for The New York Times and the International Herald Tribune.

In 2008, Wayne helped launch a daily newspaper in Abu Dhabi, The National, where he chronicled Dubai’s financial meltdown as its economics columnist. He returned to Hong Kong in 2011 to join Thomson Reuters’ commentary service Breakingviews as Asia strategist. He was then Reuters' editor in charge of Asia economics and markets from 2012 until 2014 before joining the Wall Street Journal as Asia Economics Correspondent.

Wayne has written columns for the Asian Wall Street Journal in Singapore and for Bloomberg in Tokyo, with coverage ranging financial markets and economics to aviation and technology. Since first arriving in Asia in 1990, he has covered Japan’s financial collapse in 1991, the global economic crisis and, most recently, China's economic slowdown. He holds a degree in history from Harvard College in Cambridge, Mass. 

Thomas Boglino
Manager - Policy and Regulatory Affairs

Tim Yu 
Analyst- Policy and Regulatory Affairs   


Eugenie Shen
Managing Director - Head of Asset Management Group   

Eugenie Shen Eugenie Shen is Managing Director and Head of ASIFMA’s Asset Management Group (AAMG), which was established in February 2014 to represent the buy side of ASIFMA in the region.  Eugenie runs a number of Committees within AAMG which focuses on China issues and regional investment (equities and fixed income and currency) and regulatory matters. She frequently interacts with regulators in the region such as China’s CSRC and SAFE, Hong Kong’s SFC, India’s SEBI and Singapore’s MAS.
  
Eugenie is a U.S. trained lawyer with more than 30 years of private practice and in-house legal experience across a wide range of institutions, industries and jurisdictions spanning Asia, the United States, Europe and Latin America. Prior to joining ASIFMA, Eugenie was managing director and chief legal officer of PineBridge Investments (the former AIG Investments) in Asia ex-Japan where she had legal and compliance responsibilities for multiple investment related entities/offices in Asia ex-Japan.  

Other previous roles in Eugenie’s extensive career include: global general counsel of TTE Corporation, the television joint venture between China’s TCL Corporation and France’s Thomson group, which was among the first mainland Chinese companies to go global; general counsel of Morningside Technologies, Inc., a private investment firm which was one of the earliest foreign private equity investors in China; assistant director and head of the Hong Kong Stock Exchange’s China Listing Unit which oversaw the pioneer listing of Chinese H-share companies in Hong Kong; vice president and senior associate counsel at the New York head office of Chase Manhattan Bank; and associate at Shearman & Sterling’s New York and Hong Kong offices. 
  
Eugenie is a member of the New York Bar and has a Bachelor of Arts degree from Cornell University and a Juris Doctor degree from Georgetown University Law Center. She is a founder of the Cornell Asian Alumni Association and served as a member of the Cornell University Council and the Cornell President’s Council of Cornell Women.


Luming Liang  
Analyst- Asset Management Group

Alex Lipton  
Junior Analyst- Asset Management Group and Communications


John Ball 
Managing Director - Global FX Division - Asia Pacific, GFMA 

John BallJohn Ball is Managing Director of the GFMA’s Foreign Exchange Division and is closely associated with ASIFMA in Hong Kong. He has more than 25 years’ experience of working in the industry in a number of different roles associated with FX and other derivative asset classes.

John joined the Global FX Division from Barclays Bank in August 2015. He was at Barclays in London for over 5 years where he was part of the FICC COO team with a focus on FX and covered a number of areas but focused on the regulatory agenda in the US, EU and Asia and its impact on the business. During this time he was actively involved in advocacy and responding to proposed regulation as well as designing and implementing solutions to meet new requirements.

Prior to Barclays, John was a Managing Director at Citigroup in London where he worked as the Regional Head of Global Markets Operations, EMEA, and spent 10 years with Standard Chartered Bank in Singapore where his last role was as Head of Wholesale Bank Operations covering both financial markets and transactional banking products.

John began his working career as a graduate engineer for British Steel before moving to Price Waterhouse Coopers. He is a Chartered Accountant and holds a Bachelor of Science degree from the University of Birmingham in the UK.


Corliss Ruggles
Executive Director – Head of Communications   

Corliss RugglesIn her role as Executive Director, Head of Communications, Corliss is responsible for communications across all of ASIFMA’s key constituencies, including member organizations, media outlets, strategic partners and the broader financial community. Her scope includes media relations, member communications, branding and marketing, and conferences and events.

Corliss brings with her almost 20 years of corporate and financial communications experience in Asia. She joins ASIFMA from Edelman, the world’s largest public relations firm, where she was Regional Director, Financial Communications, Asia Pacific for the past 12 years. At Edelman, Corliss led a team of financial communications professionals focusing on primarily large-scale, multi-market clients covering a wide range of clients within the financial sector such as Legg Mason, National Australia Bank, Carlyle and Scottish Development International. Her clients were leading firms spanning the financial sector including investment banking, asset management, corporate banking, insurance, wealth management, professional services and private equity.

Prior to Edelman, Corliss was Group Communications Manager at J.P. Morgan (initially Jardine Fleming) where she covered all areas of the business on a region-wide basis. Before this, she was Regional Brand and Communications Senior Executive at Prudential’s Asia headquarters.

Corliss has a Bachelor of Commerce degree from Queen’s University in Canada.


Michelle Cheung
Senior Manager – Head of Events and Conferences   

Michelle Cheung Michelle Cheung manages all ASIFMA events and coordinates various programs for the association, including large-scale conferences and seminars, specialized meetings with policy makers and regulators and networking social functions featuring industry experts held both within and outside of Asia. She also collaborates with different trade associations and event organizers for co-hosted and endorsed industry events.

Michelle started her career at the Catering and Conference Services Department of Four Seasons Hotel Hong Kong, followed by HSBC Global Banking and Markets Division's Conference, Roadshow and Event Management team. She performed the role of Roadshow Coordinator at Morgan Stanley's Fixed Income Capital Markets Division prior to joining ASIFMA in April 2013.

Michelle studied at the Chinese University of Hong Kong where she received a Master of Social Science degree in Corporate Communication and a Bachelor of Business Administration degree in Hotel and Tourism Management. She was also an exchange student at the School of Hotel Administration of Cornell University. She speaks English, Cantonese and Mandarin Chinese.  

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